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Blog Archive

News, updates and analysis from around the world of compliance

September 16, 2021

View the recent “For CCOs, By CCOs” webinar on “Regulatory Exam Insights” for actionable takeaways on: Exam Priorities – Compensation…

Where are we on EMIR REFIT? As of July 2021, ESMA has published a consultation on the draft EMIR REFIT…

Here’s a quick update on the various moving parts on PRIIPs and the RTS as it moves through the EU…

On the 15 July 2021 an 8-week consultation was kicked off by The European Commission that closes on 9 September…