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Blog Archive

News, updates and analysis from around the world of compliance

Large Corporates and Financial Firms Face a New Breed of ESG Regulation under the EU’s Corporate Sustainability Due Diligence Directive…

Background read – in case you missed it: Investment compliance offices might take note of proposed regulatory changes that would…

SEC proposed new Rule 13f-2 and amendments to Regulation SHO and CAT to increase market transparency regarding short selling, in…