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Access Thought Leadership Resources & Expert Insights to Stay Ahead of Regulatory Change

CSS publishes a range of complimentary thought leadership content, RegTech resources and compliance commentary and analysis to help financial firms better understand and proactively react to changes in regulatory compliance around the world. This includes our proprietary industry research, exclusive insights and ComplianceCasts™ webinars.

Podcast

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ComplianceCasts™

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Events

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Regulations

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Regulatory Guidance

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Our Latest Blog Articles

Insights to give you regulatory agility to help you better understand the complex compliance landscape.

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How Do You Like Your Regs in the Morning?

Subscribe to CSS’s weekly Coffee & Regs podcast

Our weekly RegTech podcast features regulatory experts, former Chief Compliance Officers, industry partners and RegTech collaborators to help you prepare for changes on the regulatory horizon.

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Subscribe to Coffee & Regs on the platforms below.

    ComplianceCasts™

    Bringing world-class regulatory compliance webinars to the investment management community

    Listen to expert discussions, roundtables and fireside chats on some of the most important and fast-emerging topics in regulatory compliance.

    Our ComplianceCasts feature insights and analysis from current and former Chief Compliance Officers, regulatory guidance experts and compliance industry partners and collaborators from around the world.

    Sign up for upcoming live sessions or watch on-demand.

    Events

    Join CSS for in-depth learning on the evolving regulatory compliance landscape

    We are exploring new venues and channels to bring the very best conference experience and learning to compliance professionals around the world. In the meantime, stay on top of what’s happening in regulatory compliance in real-time by subscribing to our podcast and blog or watching our on-demand ComplianceCasts.

    Regulations

    Expertise, commentary and analysis on current and emerging regulations to help you stay ahead of regulatory change
    Fund Reporting

    • Filings: Form PF, AIFMD, CPO-PQR, Form ADV, Form 13F, MMFR, Form N-PORT/N-CEN
    • Templates: PRIIPs (EPT/CEPT), MiFID II (EMT), Solvency II (TPT) and German regulations (VAG, GroMiKV, CRR/Solva)
    • Cost calculation: PRIIPs, MiFID II, DCPT / FCA COBS 19.8, CTI / ICT, J402 & RG97
    • Documents: UCITS KIID, PRIIPs KID, Prospectuses, Factsheets & ESG

    Investment Monitoring

    • Shareholding Disclosure
    • Position Limits
    • Sensitive Industries

    Transaction Reporting

    • MiFID II / MiFIR Art. 26 Transaction Reporting
    • MiFID II Position Limits Art. 58
    • EMIR
    • SFTR
    • MMSR

    Compliance Management

    • Investment Advisers Act of 1940, as amended
    • Investment Company Act of 1940, as amended
    • Commodity Exchange Act of 1936, as amended
    • Securities Exchange Act of 1934, as amended
    • GDPR
    • CCPA
    • NYDFRS

    Regulatory Guidance

    A team of regulatory experts that manage CSS’s regulatory radar, scanning the horizon for regulatory change that will impact our clients

    CSS’s in-house team of Regulatory Guidance experts know how to anticipate change and take a proactive approach to compliance. This team of experts is made up of former Chief Compliance Officers, regulators, regulatory attorneys, regulatory specialists and technical and data analysts, and have built our platform with the industry’s challenges in mind and help bridge the gap between the regulations and practical application.

    CSS’s Regulatory Guidance experts:

    • Contribute market-leading thought leadership and content to support our clients’ understanding of how regulation is being adopted in the market
    • Provide practical support to clients when taking data from source systems to regulatory form
    • Help clients work through undefined aspects of the regulations
    • Offer guidance on interpretation of rules and insights into the industry’s approach
    • Remain in touch with the regulator community to be one step ahead of regulatory change

    Need Deeper Insights & Guidance?

    Take the first step on your global regulatory compliance journey. A CSS regulatory expert will be in contact with you within the next business day.