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About Compliance Solutions Strategies

Compliance Solutions Strategies (CSS) is a trusted global RegTech partner that combines innovative technology-driven solutions to support financial services firms in navigating a clear and strategic path through the complex and fragmented global regulatory landscape. Our solutions and services help clients meet regulatory requirements while optimizing compliance data, operations and technology.

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Who We Are

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Our Difference

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Our Clients

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Partners

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Leadership

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Newsroom

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Corporate Social Responsibility

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Who We Are

A Market Leader in Global Regulatory Compliance

The only fully integrated Compliance-as-a-Service provider of its kind, CSS uniquely brings together innovative SaaS-driven technology solutions, market-leading regulatory expertise and white-glove managed services to support the investment management community.

RegTech

The CSS SaaS-based platform supports global regulatory compliance across fund reporting, transaction reporting, investment monitoring and compliance management by leveraging a strategic approach to regulatory data management centered on an RBOR (Regulatory Book of Record).

Expertise

CSS’s in-house team of regulatory experts anticipate change and take proactive approaches to compliance. This team, comprised of former Chief Compliance Officers, regulators, regulatory attorneys, regulatory specialists and technical and data analysts, have considered the industry’s challenges in bridging the gap between the regulations and practical application.

Managed Services

CSS provides specialized regulatory expertise and customized, high-value services, from data management to regulatory filings, technology, hosting services, infrastructure, and security. We walk the regulatory path with our clients, enabling them to focus on their core business while we manage the end-to-end reporting process, scale to meet new market and business needs, and reduce operating cost and risk.

What Makes Us Different

CSS helps financial services firms move from a tactical to a strategic approach to compliance at their own pace and at their own starting point
Key differentiators: 1. Global regulatory expertise, 2. breath, depth and scalability, 3. leading product innovator, 4. software and services

  • Comprehensive end-to-end Compliance-as-a-Service (CaaS) platform
  • Diverse investment management client base
  • Global footprint in coverage and expertise
  • Proprietary data management engine – Regulatory Book of Record (RBOR)
  • Resilient business model as both a product innovator and active investor

CSS solves your top compliance challenges:

Regulatory Change

How can you prepare for what’s next on the regulatory horizon?

Data Management

How can you derive more enterprise value from managing regulatory data strategically?

Total Cost of Ownership

How can you achieve more with the compliance resources you have?

Scalability

How can you scale to meet your growth expectations?

Risk

How do you mitigate operational and regulatory risk?

Our Clients

Building and supporting the CSS Compliance Community

Our top priority at CSS continues to be building a strong community — bringing together our clients, our regulatory experts and industry collaborators.

13

of TOP 20

Asset Managers

8

of TOP 20

Hedge Funds

10

Trillion

in AUM

650+ financial firms trust CSS as a strategic partner capable of delivering tactical solutions in response to regulatory deadlines while supporting their long-term growth expectations.

CSS works with Tier 1 firms to SMBs, including global asset managers, banks, broker-dealers, family offices, fund administrators, hedge funds, insurance companies, investment advisers, ManCos, pension funds, private equity firms, sovereign wealth funds and wealth managers.

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Read some of our client success stories

Partners

We collaborate with like-minded market leaders

CSS’s platform solutions and services are enriched by a vast ecosystem of partners and collaborators:

Channel Partners:

Legal Information Providers:

Data Providers:

Factset Logo

Data Distributors:

Iress Logo
MoneyMate Logo

Industry Partners:

Join the growing network of companies who partner with CSS.

Partner with CSS

Our Leadership

The CSS Leadership Team includes professionals with extensive experience in building world-class technology and services businesses to solve our clients’ greatest challenges

Doug Morgan
Chief Executive Officer

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John Lee
President

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Ronan Brennan
Chief Product Officer

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Amit Dass
Managing Director Operations

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Jackie Dunne
Chief Client Officer

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Terence Faherty
Chief Revenue Officer

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Carrie Gurowitz
Vice President Finance

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Jackie Hallihan
Executive Director

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Kevin Kahn
Vice President Human Resources

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Keith Marks
Executive Director

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Mikkel Mördrup
Executive Advisor

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Natalie Silverman
Chief Marketing Officer

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Jeff Sjobeck
Chief Financial Officer

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Deepak Srinivasan
Chief Technology Officer

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CSS Newsroom

The latest news, research and press releases from CSS

Our Commitment to Corporate Social Responsibility

We believe in service, integrity, and personal accountability

Each day, CSS seeks to operate in a manner which reinforces its steadfast commitment to social responsibility. Our culture and values are rooted in service, integrity, and personal accountability. As a leader in providing regulatory compliance solutions, we assist our clients in adhering to the strict operating and transparency standards mandated by global regulators. We recognize the extent to which our business practices can have a positive global impact and accept the accountability which this conveys.

Our People

We believe it is our responsibility to protect, support, and develop our team members. We are focused on providing career opportunities, resources, training and development to our global workforce and maintain ongoing programs related to workplace safety, wellness, and diversity and inclusion.

Corporate Ethics

CSS is committed to doing the right thing, conducting our business in a legal, ethical, and trustworthy manner. At all times, we will operate in a manner to uphold our regulatory obligations and comply with the letter and spirit of our business policies. We cannot and will not assist any client in deception or omission in carrying out regulatory compliance functions, reporting or controls.

Community Engagement

CSS seeks to be a role model and pillar of support to the local communities where we live and work. As part of this commitment, we partner with local organizations in their efforts to improve lives and society as a whole by engaging in community service activities and philanthropy.

Environment

Like all companies, CSS has a vital responsibility to protect our planet. Although our facilities and operations have a relatively limited ecological footprint, we are continually working to prioritize operational eco-efficiency and maintain sustainable workspaces with the support of suppliers and vendors who share this same commitment.

Request More Information

Take the first step on your global regulatory compliance journey. A CSS regulatory expert will be in contact with you within the next business day.