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Blog Archive

News, updates and analysis from around the world of compliance

The Securities and Exchange Commission is not the only regulatory body increasing the number of examinations in 2021.  On September…

Where are we on EMIR REFIT? As of July 2021, ESMA has published a consultation on the draft EMIR REFIT…

Here’s a quick update on the various moving parts on PRIIPs and the RTS as it moves through the EU…