Author: Compliance Solutions Strategies

2021 marks the second consecutive year CSS has been awarded for itsinnovative regulatory compliance technology and services NEW YORK, January…

Investing in real estate has its own challenges and nuances. Among those is a decision many real estate fund managers…

A Guide to the Registration Process and the Continuing Obligations of Registered Investment Advisers Thinking of becoming an independent registered…

The topics of business continuity and succession planning became even more important for RIAs in 2020. This webinar discusses the…

Watch as CSS hosts a panel of thought leaders from the Fund Reporting industry to discuss a strategic approach to regulatory…

XML Securities, LLC, a full-service broker-dealer and its affiliate investment advisor, XML Financial Group, were challenged to compile compliant and…

A global Tier 1 asset manager decided to take a more holistic approach to their regulatory reporting by moving from…

CSS was selected as the strategic partner to help a global Tier 1 investment manager move from a tactical to…

The CFTC announced in June that it would extend many of the no-action relief letters that were set to expire on June 30 due to COVID-19.

What You Should Consider Before Transitioning From CME/NEX Abide Even though the portability flows can look quite basic at a…

The market disruption due to COVID-19 placed extraordinary strains on reporting regimes. Periodic bans and reduced thresholds presented an additional…

In today’s world, Chief Compliance Officers and compliance teams are experiencing many unexpected challenges. This is in addition to the…