CSS was selected as the strategic partner to help a global Tier 1 investment manager move from a tactical to…
CSS was selected as the strategic partner to help a global Tier 1 investment manager move from a tactical to…
The CFTC announced in June that it would extend many of the no-action relief letters that were set to expire on June 30 due to COVID-19.
What You Should Consider Before Transitioning From CME/NEX Abide Even though the portability flows can look quite basic at a…
The market disruption due to COVID-19 placed extraordinary strains on reporting regimes. Periodic bans and reduced thresholds presented an additional…
In today’s world, Chief Compliance Officers and compliance teams are experiencing many unexpected challenges. This is in addition to the…
View our CSS & Mintz webinar to see results from the 2020 BCP & Cybersecurity Survey to benchmark your firm’s…
Join CSS regulatory experts to learn about enhancements to the Sensitive Industries module on CSS’s Signal platform. This webinar provides…
The market disruption due to COVID-19 placed extraordinary strains on reporting regimes. Periodic bans and reduced thresholds presented an additional…
Don’t panic, CSS’s “Time to Hit the Form CRS Panic Button” ComplianceCast webinar, recorded on May 28 at 2:00 pm…
We help you prepare by tackling a number of key issues: How will the SEC and FINRA assess your Reg…
On March 25, 2020, the SEC issued a new Order extending and relaxing some of the conditions pertaining to the…
CHICAGO, March 24, 2020 — Envestnet, Inc. (NYSE: ENV) has entered into a strategic partnership with Compliance Solutions Strategies (CSS) to offer a comprehensive,…