Position Limit Monitoring – Client Success
CSS was selected as the strategic partner to help a global Tier 1 investment manager move from a tactical to a strategic approach to compliance. The first step was to improve their manual position limit monitoring process. Additionally, the client’s compliance team worked closely with the operations team to facilitate trading. The operations team was starting a three-year internal API project to get the compliance team more integrated with the front office trading desk. The goal was to make position limit monitoring more seamless and efficient to enable their traders to enter new positions without any risk or regulatory implications.
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