Form CRS – Client Success

Form CRS – Client Success

XML Securities, LLC, a full-service broker-dealer and its affiliate investment advisor, XML Financial Group, were challenged to compile compliant and accurate information while interpreting and understanding the SEC’s Form CRS robust requirements and implementing by June 30, 2020. Learn how CSS’s Form CRS Automator was able to automate the firm’s Form CRS while still providing the needed customization and intuitive user experience. 

See the achieved business results:

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