CSS was selected as a partner to help solve a client’s global fund reporting challenges. The asset manager had built......
As part of the asset manager’s initiative to review its target operating model and its strategic supplier landscape, CSS was......
CSS was selected as a long-term strategic partner to help solve a client’s global fund reporting challenges. The Tier 1......
The alternative credit manager focuses on alternative credit strategies and has $5+ billion in assets under management. The experienced Chief......
Position Limit Monitoring requires the regular sourcing of limits from exchanges and regulators to ensure that the most current limits......
The Securities and Exchange Commission (SEC) published a report on Cybersecurity and Resiliency Observations and several risk alerts in which......
XML Securities, LLC, a full-service broker-dealer and its affiliate investment advisor, XML Financial Group, were challenged to compile compliant and......
A global Tier 1 asset manager decided to take a more holistic approach to their regulatory reporting by moving from......
CSS was selected as the strategic partner to help a global Tier 1 investment manager move from a tactical to......
For some attacks, the amount of time to compromise and exfiltrate data is measured in seconds. Time is of the essence when a potential incident occurs.
Financial services are target No. 1. That was confirmed in a 2014 SEC cybersecurity roundtable when Larry Zelvin, then a…
It seems like there’s a new data breach in the news every other week. The fact is that hacking tools…
Think cybersecurity breaches won’t happen to your firm? It may be time to reconsider. Cybersecurity breaches are becoming much more…
When investment advisers use the cloud, they are making a conscious, informed decision to outsource tasks to vendors who may…
Companies struggling with Word, Excel and other traditional applications to support compliance functions, often lack guidance when evaluating tailored software…
Investment advisory firms and related individuals provide “disciplinary disclosures” to the public and the regulators though registration and reporting filings,…
Regulatory Concerns for Data Loss Prevention How confident are you in your firm’s information technology controls to prevent privacy breaches?…
50 Due Diligence Questions to Ask Your Cloud Services Provider You’ve made the decision to use cloud-based services. Selecting the…
In the financial services world, we frequently hear the mantra that advisers, as fiduciaries, have an obligation to seek “best…
It’s Monday morning. You’ve barely had time to set your coffee down on your desk and pull up your email…
The breadth and destructive force of Hurricane Sandy, which in October 2012 spread across 15 states as the largest Atlantic…
