Cybersecurity – Client Success
The Securities and Exchange Commission (SEC) published a report on Cybersecurity and Resiliency Observations and several risk alerts in which it sets forth expectations for strong information security controls to combat the growing risks of phishing, ransomware, and credential stuffing, as well as increasingly sophisticated attack methods employed by cybercriminals. Our client is an adviser to private funds. The RIA was challenged to manage its own cybersecurity risk while simultaneously seeking to understand the cybersecurity risk profile of its portfolio holdings.
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