Signifying Confluence’s commitment to increasing value to clients Pittsburgh, PA, and London, June 21, 2022 – Confluence Technologies, Inc.(Confluence), the global technology…
ComplianceCasts ™
- juin 7, 202328 June, 2023Join our Webinar for an informative look at how to stay ahead of the composite...mai 29, 2023
Webinar: Fireside Chat with Natasha Vij Greiner and Peter B Driscoll
6 June, 2023Fireside Chat with Natasha Vij Greiner, Deputy Director and National Associate ...avril 20, 2023Webinar: It’s Not Too Early! Get Prepared Now for EMIR Refit
April 20, 2023The European Market Infrastructure Regulation (EMIR) Refit is designed to sim...octobre 5, 2022Webinar: Fireside Chat with Richard Best, Director, Division of Examinations, SEC
November 02, 2022Joined by: Peter Driscoll, Partner, PwC and Kristin Snyder, Partner, Debev...septembre 20, 2022Webinar: Unpacking the SEC Cybersecurity Rules and Impacts
September 20, 2022The U.S. Securities and Exchange Commission (SEC) has moved a step closer to adoption of its propos...septembre 20, 2022Webinar: Navigating the Road to SEC Compliance: SEC Marketing Rule
September 15, 2022The hour long webinar saw Confluence thought leadership and industry experts discuss a range of SEC...août 1, 2022Webinar: Charting a Path to SFDR and PRIIPs KID Deadlines
August 1, 2022On 13 July 2022, we hosted a panel discussion with industry leaders, moderated by Shane Flatman, Senior ...mars 21, 2022Dissecting the SEC’s Proposed Cyber Rules: Practical Takeaways
March 21, 2022New cybersecurity rules are on the horizon for investment advisers and investment companies......
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Take note that this month ESMA released an updated list of sanctions applicable to Short Selling Regulation violations, as well…
Our Greg Hotaling analyzes the SEC’s recent ESG related rulemaking here: https://cssregtech.com/2022/06/esg-disclosures-by-investment-firms-a-comprehensive-look-at-the-secs-proposal.
If you are subject to EU rules, don’t miss the briefing ESMA issued last week for domestic regulators across the…
On May 25th the SEC proposed an ESG disclosure framework for investment advisers and funds, examined in detail below. With…
The Hong Kong Exchanges and Clearing Limited (HKEX) has issued a consultation paper on revising Position Limits and Large Open…
CSS awarded for its technology and service offerings which enable clients to take a proactive approach to cybersecurity risk management…
“A few days ago, the Securities and Futures Commission (SFC) in Hong Kong issued a consultation paper on proposed changes…
The FCA have indicated in a round table with trade associations a rough timeline for when they expect to issue…
The Bitcoin 2022 Conference, held in South Beach April 6-9, was very well attended with upwards of 25,000 attendees, a…
Financial advisors and market participants take note: Last week the European Commission bundled and published revised RTSs detailing ESG disclosures…
The “Technoking and Chief Executive Officer of Tesla”, who on March 14th surpassed a 5% ownership threshold in the social media platform Twitter …
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