Webinar: Fireside Chat with Natasha Vij Greiner and Peter B Driscoll
June, 2023
Fireside Chat with Natasha Vij Greiner, Deputy Director and National Associate Director for the Investment Adviser/Investment Compa...
WEBINAR: Fireside Chat with Natasha Vij Greiner and Peter B Driscoll
Fireside Chat with Natasha Vij Greiner, Deputy Director and National Associate Director for the Investment Adviser/Investment Company Examination Program, SEC Division of Exams and Peter B Driscoll, Partner, PC
Commencez votre voyage
Technologie de réglementation basée sur les données. Soutenu par le service.
We assist financial services firms in expertly navigating the complexities of global regulatory compliance. Our technology solutions solve for the most critical areas of compliance.
Cinq domaines critiques.
Une plateforme.
CSS solves global regulatory compliance with an end-to-end, integrated approach to technology and services to offer Compliance-as-a-Service, leveraging a holistic RegTech platform, regulatory expertise and supported by managed services.
Fund Reporting
LIRE LA SUITE
Investment Monitoring
LIRE LA SUITE
Transaction Reporting
LIRE LA SUITE
Compliance Management
LIRE LA SUITE
Regulatory Book of Record
LIRE LA SUITEBesoin de plus que d'outils?
Nos experts peuvent vous aider à faire le travail.
Many financial services firms simply need more direct expertise and guidance in solving their global regulatory compliance challenges.
Des services gérés en gants blancs aux projets de conformité sur mesure, notre équipe d'experts mondiaux en réglementation peut vous aider à évaluer, créer et optimiser une infrastructure réglementaire qui répond à vos besoins uniques.
En savoir plus sur nos:
Managed Services
- Services personnalisés de grande valeur
- Gestion de données
- Dépôts réglementaires
Compliance Services
- Conformité externalisée
- Examens et exécutions
- Évaluations des risques et revues annuelles
- Inscriptions
- La cyber-sécurité
- Formulaire CRS
mai 29, 2023
mai 11, 2023HEADS UP: SEC Division of Examinations Identifies Gaps and Signals Need for Main Office Policies and Procedures to be Applied at Branch Office Locations
The SEC Division of Examinations issued a Risk Alert on April 26, 2023, regarding weaknesses observed at branch office locations of investment advisers and broker dealers....
mai 9, 2023The SEC adopted changes to Form PF impacting large hedge fund advisers and all PE advisers
Current Reporting for Large Hedge Fund Advisers and Quarterly Event Reporting for All Private Equity Fund Advisers...
avril 20, 2023Webinar: It’s Not Too Early! Get Prepared Now for EMIR Refit
April 20, 2023The European Market Infrastructure Regulation (EMIR) Refit is designed to simplify European Markets infrastructure in harmonizi...
avril 20, 2023Incident Reporting on the SEC’s Radar as Regulator Seeks to Mandate a Federal Breach Notification Standard
A steady increase in the threat that data breaches pose to individual investors has spurred the Securities and Exchange Commission to revisit the issue of safeguarding customer information....
mars 8, 2023Embracing Equity and the Power of Awareness, Representation, and Community
Q&A with Kirsten Garrett, CHRO, Confluence With over two decades of human resources leadership experience, Kirsten Garrett is an accomplished......
janvier 10, 2023CSS’s top 5 most popular insights of 2022
As we leave 2022 behind and 2023 begins, make sure you didn’t miss a thing last year with this recap of our top insights....
décembre 19, 2022New SEC Risk Alert Puts Investment Advisers’ Identity Theft Policies Under the Microscope
Identity theft is on the rise, and the U.S. Securities and Exchange Commission has taken notice of weaknesses in registered investment advisers’ controls....
Pourquoi les clients mondiaux ont choisi CSS
Gestion de données
Un gestionnaire d'actifs mondial de niveau 1 a choisi CSS pour sa technologie de gestion approfondie des données et ses capacités de service afin d'automatiser et de rassembler des données provenant de plusieurs sources disparates, tout en générant une sortie de données de haute qualité.
Coût total de possession
En démêlant les choix historiques des fournisseurs et en passant à une solution plus stratégique et intégrée et à un registre réglementaire centralisé, un gestionnaire d'investissement mondial a réduit le coût total de possession et atténué les risques liés à son programme de rapports réglementaires de bout en bout.
Changement de réglementation
A tier 1 asset manager’s Global Head of Transformation engaged CSS to establish a stable, repeatable process, remove operational risk and manual processes, and to deliver a platform that they can further leverage in the future as the foundation for a global regulatory compliance partnership.
Souscrire
Subscribe today and receive our latest industry updates and articles.
You may unsubscribe at anytime with our simple “unsubscribe” link at the bottom of each communication. Please see our privacy notices below for further information, including a list of affiliates covered by this consent.