Webinar: Fireside Chat with Natasha Vij Greiner and Peter B Driscoll
June, 2023
Fireside Chat with Natasha Vij Greiner, Deputy Director and National Associate Director for the Investment Adviser/Investment Compa...
WEBINAR: Fireside Chat with Natasha Vij Greiner and Peter B Driscoll
Fireside Chat with Natasha Vij Greiner, Deputy Director and National Associate Director for the Investment Adviser/Investment Company Examination Program, SEC Division of Exams and Peter B Driscoll, Partner, PC
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Regulatorische Technologie, die von Daten angetrieben wird. Vom Service unterstützt.
We assist financial services firms in expertly navigating the complexities of global regulatory compliance. Our technology solutions solve for the most critical areas of compliance.
Fünf kritische Bereiche.
Eine Plattform.
CSS solves global regulatory compliance with an end-to-end, integrated approach to technology and services to offer Compliance-as-a-Service, leveraging a holistic RegTech platform, regulatory expertise and supported by managed services.
Fund Reporting
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Investment Monitoring
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Transaction Reporting
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Compliance Management
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Regulatory Book of Record
WEITERLESENBenötigen Sie mehr als Werkzeuge?
Unsere Experten können Ihnen bei der Arbeit helfen.
Many financial services firms simply need more direct expertise and guidance in solving their global regulatory compliance challenges.
Von White-Glove-Managed-Services bis hin zu maßgeschneiderten Compliance-Projekten kann unser Team globaler Regulierungsexperten Sie bei der Bewertung, dem Aufbau und der Optimierung einer Regulierungsinfrastruktur unterstützen, die Ihren individuellen Anforderungen entspricht.
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- Datenmanagement
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Compliance Services
- Ausgelagerte Compliance
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- Risikobewertungen und jährliche Überprüfungen
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Mai 29, 2023
Mai 11, 2023HEADS UP: SEC Division of Examinations Identifies Gaps and Signals Need for Main Office Policies and Procedures to be Applied at Branch Office Locations
The SEC Division of Examinations issued a Risk Alert on April 26, 2023, regarding weaknesses observed at branch office locations of investment advisers and broker dealers....
Mai 9, 2023The SEC adopted changes to Form PF impacting large hedge fund advisers and all PE advisers
Current Reporting for Large Hedge Fund Advisers and Quarterly Event Reporting for All Private Equity Fund Advisers...
April 20, 2023Webinar: It’s Not Too Early! Get Prepared Now for EMIR Refit
April 20, 2023The European Market Infrastructure Regulation (EMIR) Refit is designed to simplify European Markets infrastructure in harmonizi...
April 20, 2023Incident Reporting on the SEC’s Radar as Regulator Seeks to Mandate a Federal Breach Notification Standard
A steady increase in the threat that data breaches pose to individual investors has spurred the Securities and Exchange Commission to revisit the issue of safeguarding customer information....
März 8, 2023Embracing Equity and the Power of Awareness, Representation, and Community
Q&A with Kirsten Garrett, CHRO, Confluence With over two decades of human resources leadership experience, Kirsten Garrett is an accomplished......
Januar 10, 2023CSS’s top 5 most popular insights of 2022
As we leave 2022 behind and 2023 begins, make sure you didn’t miss a thing last year with this recap of our top insights....
Dezember 19, 2022New SEC Risk Alert Puts Investment Advisers’ Identity Theft Policies Under the Microscope
Identity theft is on the rise, and the U.S. Securities and Exchange Commission has taken notice of weaknesses in registered investment advisers’ controls....
Warum globale Kunden CSS wählen
Datenmanagement
Ein globaler Tier-1-Asset-Manager entschied sich für CSS für umfassende Datenverwaltungstechnologie und Servicefunktionen, um Daten aus mehreren unterschiedlichen Quellen zu automatisieren und zusammenzuführen und gleichzeitig eine qualitativ hochwertige Datenausgabe zu gewährleisten.
Eigentumsgesamtkosten
Durch die Aufklärung historischer Lieferantenentscheidungen und die Umstellung auf eine strategischere, integrierte Lösung und ein zentrales Regulatory Book of Record reduzierte ein globaler Investmentmanager die Gesamtbetriebskosten und verringerte das Risiko aus seinem durchgängigen Regulierungsberichterstattungsprogramm.
Regulatorische Änderung
A tier 1 asset manager’s Global Head of Transformation engaged CSS to establish a stable, repeatable process, remove operational risk and manual processes, and to deliver a platform that they can further leverage in the future as the foundation for a global regulatory compliance partnership.
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