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Chair Gensler has been beating a drum signaling that changes to the U.S. transparency regimes are likely. In prepared remarks…
It’s déjà vu all over again for cybersecurity professionals around the world, many of whom are now scrambling to recover…
The SEC announced that Peter Driscoll, the Director of the Division of Examinations, will leave the SEC on August 14,…
Launches Integration of Market Data Services to Investment Monitoring Platform NEW YORK, July 14, 2021 – Compliance Solutions Strategies (“CSS”),…
Today, ESMA released a consultation paper on EMIR REFIT Reporting Guidelines. The consultation paper includes draft guidelines on topics relating…
AIFMD filings to The Netherlands are to be submitted through the AFM Portal as per July 1, 2021, replacing the…
The EU has delayed the SFDR Level 2 requirements by six months to July 2022. John Berrigan, head of the…
Compliance departments were no strangers to constraints during the pandemic. They were yet another area of the investment management industry that felt the effects of the pandemic, specifically with budget and…
Today the Chancellor of the Exchequer, Rishi Sunak, stated in a speech in London: “[O]ur ambition had been to reach…
Are you tired of spending hours opening envelopes, stapling statements together, logging the receipt of statements in a spreadsheet, and…
The alternative credit manager focuses on alternative credit strategies and has $5+ billion in assets under management. The experienced Chief…
First Intraday Compliance Capability for Order Building in Market NEW YORK, June 29, 2021 – Compliance Solutions Strategies (“CSS”), a…
