Outsourced Compliance – Client Success

Outsourced Compliance – Client Success

 The alternative credit manager focuses on alternative credit strategies and has $5+ billion in assets under management. The experienced Chief Compliance Officer (CCO) required assistance in rewriting the firm’s existing compliance manual to keep their focus on big-picture strategy while providing employees understandable, accurate and useful compliance policies and procedures. The CCO also needed help with the current marketing review process that was causing both inefficiencies and risk to the organization.