Now that we are in mid-January, a few things are evident. We have likely broken one or more New Year’s…
ComplianceCasts ™
- juin 7, 202328 June, 2023Join our Webinar for an informative look at how to stay ahead of the composite...mai 29, 2023
Webinar: Fireside Chat with Natasha Vij Greiner and Peter B Driscoll
6 June, 2023Fireside Chat with Natasha Vij Greiner, Deputy Director and National Associate ...avril 20, 2023Webinar: It’s Not Too Early! Get Prepared Now for EMIR Refit
April 20, 2023The European Market Infrastructure Regulation (EMIR) Refit is designed to sim...octobre 5, 2022Webinar: Fireside Chat with Richard Best, Director, Division of Examinations, SEC
November 02, 2022Joined by: Peter Driscoll, Partner, PwC and Kristin Snyder, Partner, Debev...septembre 20, 2022Webinar: Unpacking the SEC Cybersecurity Rules and Impacts
September 20, 2022The U.S. Securities and Exchange Commission (SEC) has moved a step closer to adoption of its propos...septembre 20, 2022Webinar: Navigating the Road to SEC Compliance: SEC Marketing Rule
September 15, 2022The hour long webinar saw Confluence thought leadership and industry experts discuss a range of SEC...août 1, 2022Webinar: Charting a Path to SFDR and PRIIPs KID Deadlines
August 1, 2022On 13 July 2022, we hosted a panel discussion with industry leaders, moderated by Shane Flatman, Senior ...mars 21, 2022Dissecting the SEC’s Proposed Cyber Rules: Practical Takeaways
March 21, 2022New cybersecurity rules are on the horizon for investment advisers and investment companies......
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Global RegTech provider Compliance Solutions Strategies (CSS) today announces its release of Form CRS Automator, the market’s first comprehensive and fully…
FINRA has consolidated its three examination programs into a single program, a process that started in October 2018. As part…
For years, Tobias Degsell served as a curator and museum educator at the Nobel Prize Museum, an institution renowned for…
London, 18 December 2019 – Global RegTech provider Compliance Solutions Strategies (CSS) is pleased to announce its collaboration with aosphere…
Staying informed and responding to changes in shareholding disclosure obligations across multiple jurisdictions is a formidable challenge facing global investment…
With less than one month before the California Consumer Privacy Act (CCPA) is effective, companies are preparing to update their…
The European Securities and Markets Authority (ESMA) has updated its Questions and Answers on the Alternative Investment Fund Managers Directive (AIFMD). One new…
NEW YORK – Compliance Solutions Strategies (CSS) is proud to announce its inclusion in the RegTech 100 for 2020, a…
In a much-anticipated move, the Securities and Exchange Commission (the “Commission” or the “SEC”) recently voted to propose amendments to…
The European Supervisory Authorities (ESAs) recently issued a consultation paper that includes two draft proposals for changes to transaction cost…
I recently had the opportunity to sit down with our Chief Product Officer Ronan Brennan to discuss regulatory data management…
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