April 12, 2019
Join us at the Hyatt Regency Scottsdale Resort & Spa in Arizona from Sept. 23-25, 2019 to hear from current and former SEC and FINRA officials, top lawyers and leading CCOs.
Events
April 2, 2019
Mayer Brown LP and CSS will be hosting a vibrant, lunchtime planning session on Regulation Best Interest and Form CRS for advisers, dual registrants and investment advisers, to be held at Mayer Brown’s Chicago office on Aug. 19.
March 6, 2019
Due to the complex variations and intricacy in shareholding disclosure requirements which have created significant challenges for firms to remain compliant, CSS is hosting breakfast briefs…
January 21, 2019
Looking at the Year Ahead – Global Compliance and Data Priorities for Investment Firms is a free, one-day event that will explore…
November 20, 2018
Looking at the Year Ahead – Global Compliance and Data Priorities for Investment Firms is a free, one-day event that will explore…
October 29, 2018
Ascendant and Compliance Solutions Strategies conferences, held in prime locations around the United States, provide a forum for peer networking and the exchange of ideas and experiences in relaxed settings.
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