December 17, 2019 CSS Regulatory Roundtables: Global Thresholds with Focus on Shareholder Disclosure & Position Limits Due to the complexities in shareholding disclosure requirements which have created significant challenges for firms to remain compliant, CSS is…
November 26, 2019 CSS 2020 Regulatory Compliance Forum The CSS 2020 Regulatory Compliance Forum: Managing Regulatory Change in the Funds Industry is a free, one-day event for financial…
November 1, 2019 CSS SFTR Roundtable Breakfast Securities Financing Transaction Regulation (SFTR) reporting is rapidly taking shape as firms prepare to report with a phased-in approach from…
October 21, 2019 U.S. Roundtables: Global Thresholds with Focus on Shareholder Disclosure & Position Limits Due to the complexities in shareholding disclosure requirements which have created significant challenges for firms to remain compliant, CSS is…
October 10, 2019 CSS Regulatory Roundtable Lunch Securities Financing Transaction Regulation (SFTR) reporting is rapidly taking shape as firms prepare to report with a phased-in approach from…
September 6, 2019 Roundtables: Global Threshold with Focus on Shareholder Disclosure & Position Limits Due to the complexities in shareholding disclosure requirements which have created significant challenges for firms to remain compliant, CSS is…
August 12, 2019 CSS Roundtable: Private Equity Challenges & Strategies to Manage Portfolio Cyber Risk Impact Due to the increasing rise of cybersecurity attacks and breaches, CSS is hosting an exclusive cybersecurity breakfast roundtable in our New York office on October 24 to coincide with Cybersecurity Awareness Month.
July 11, 2019 CSS Breakfast Brief – Regulation Best Interest & Form CRS CSS and Mayer Brown LP will be hosting a vibrant, lively planning session on Regulation Best Interest and Form CRS…
May 15, 2019 Position Limit Monitoring & Shareholding Disclosure Breakfast Briefs CSS is hosting breakfast briefs on June 26-27 on Position Limit Monitoring and Shareholding Disclosure. Topics will include: Position Limit…
April 23, 2019 BVI – Facts, Funds & Food: A Review of the Reporting Challenges Under SFTR CSS will give you an introduction to SFTR and its challenges. It is known that SFTR is a complex regime…
April 22, 2019 CSS Breakfast Briefs – SFTR and MMFR CSS Breakfast Briefs – SFTR: A Review of the Reporting Challenges On 14 April 2020 banks and investment firms need…
April 12, 2019 Sarasota, Florida April 2020 Conference – Postponed CSS has been active in taking measures to ensure we continue to provide the highest levels of service possible to…