July 16, 2021
Chair Gensler has been beating a drum signaling that changes to the U.S. transparency regimes are likely. In prepared remarks…
Regulatory Newsletter
July 15, 2021
The SEC announced that Peter Driscoll, the Director of the Division of Examinations, will leave the SEC on August 14,…
July 14, 2021
Today, ESMA released a consultation paper on EMIR REFIT Reporting Guidelines. The consultation paper includes draft guidelines on topics relating…
July 13, 2021
AIFMD filings to The Netherlands are to be submitted through the AFM Portal as per July 1, 2021, replacing the…
July 9, 2021
The EU has delayed the SFDR Level 2 requirements by six months to July 2022. John Berrigan, head of the…
July 1, 2021
Today the Chancellor of the Exchequer, Rishi Sunak, stated in a speech in London: “[O]ur ambition had been to reach…
June 24, 2021
Financial entities affected by EU law: Take note of ESMA’s handy summary of upcoming deadlines for submitting consultation feedback. Check…
June 24, 2021
On Monday, June 21, 2021, SEC adopted the changes in the Technical Specifications of the form N-CEN. All changes are…
June 21, 2021
On Thursday 17 June 2021, the Belgian regulator (FSMA) issued a feedback statement (here) to PRIIPs manufacturers and distributors in…
June 14, 2021
The Colorado Legislature recently strengthened personal data privacy rights with the passing of the Colorado Privacy Act (Bill SB21-190), becoming…
June 14, 2021
The SEC has proposed a busy regulatory agenda. Among the topics listed are: ESG (proposal stage) Cybersecurity risk disclosure (proposal…
June 10, 2021
Gartner predicts that by 2023, 65% of the global population will be covered by privacy regulations and by 2024, over…
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