July 28, 2022
A consultation by the ISSB (the International Sustainability Standards Board, launched in November at the UN’s COP26), on corporate sustainability…
Regulatory Newsletter
June 29, 2022
To get a sense of possible regulations on the horizon, see ESMA’s recent statement on the outcome of its Call for Evidence issued in…
June 24, 2022
· Confidential treatment requests for Form 13F (via EDGAR) · Applications for orders under the Investment Advisers Act of 1940 (via EDGAR)…
June 21, 2022
Take note that this month ESMA released an updated list of sanctions applicable to Short Selling Regulation violations, as well…
June 21, 2022
Our Greg Hotaling analyzes the SEC’s recent ESG related rulemaking here: https://cssregtech.com/2022/06/esg-disclosures-by-investment-firms-a-comprehensive-look-at-the-secs-proposal.
June 21, 2022
If you are subject to EU rules, don’t miss the briefing ESMA issued last week for domestic regulators across the…
June 7, 2022
The Hong Kong Exchanges and Clearing Limited (HKEX) has issued a consultation paper on revising Position Limits and Large Open…
May 31, 2022
CSS awarded for its technology and service offerings which enable clients to take a proactive approach to cybersecurity risk management…
May 5, 2022
“A few days ago, the Securities and Futures Commission (SFC) in Hong Kong issued a consultation paper on proposed changes…
April 29, 2022
The FCA have indicated in a round table with trade associations a rough timeline for when they expect to issue…
April 13, 2022
Financial advisors and market participants take note: Last week the European Commission bundled and published revised RTSs detailing ESG disclosures…
April 5, 2022
Yesterday, ESMA published the Final Report on the Review of the SSR. There are three focal areas on the Report:…
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