Regulatory Newsletter

On 22 November 2021, ESMA published its Final Report on its draft RTS relating to commodity derivatives under the MiFID…

ESMA has recently published a document outlining updated validation rules for MiFIR Transaction Reporting. The changes are applicable from Q2…

Good news from the FCA Policy Statement where it was confirmed the proposed effective date for the proposed UK PRIIPs…

The FinDatEx TWG (Technical Working Group) for PRIIPs has published the proposed changes to the EPT template to account for…

The European Supervisory Authorities (ESAs) are calling for industry input to a review of PRIIPs. The input provided will feed…

UK divergence from Brexit has now led to a different regime to SFDR in the UK called the Sustainable Disclosure…

Big news for short position holders on EU markets. European Commission adopts lowering of reporting threshold to 0.1%. Entry into…

ESMA has released an updated list of third-country markets considered as equivalent to a regulated market in the Union for…

Here’s a quick update on the various moving parts on PRIIPs and the RTS as it moves through the EU…

Today (September 7, 2021) the EU Commission announced the adoption of the PRIIPs RTS with the effective transition date for…

Holders of securities on European markets: Today ESMA issued a new edition of its must-have reference for investment managers notifying…

The CFTC imposed a $1.5 million fine on a major global food processor for position limit and related violations. See…