Author: Ronan Brennan

The RegTech space on the buy-side of the investment management industry has taken a little longer to mature than many…

A new Q&A on the PRIIPs KID has just been released from ESMA. View it here. Some key updates include:…

Good news from the FCA Policy Statement where it was confirmed the proposed effective date for the proposed UK PRIIPs…

The FinDatEx TWG (Technical Working Group) for PRIIPs has published the proposed changes to the EPT template to account for…

The European Supervisory Authorities (ESAs) are calling for industry input to a review of PRIIPs. The input provided will feed…

UK divergence from Brexit has now led to a different regime to SFDR in the UK called the Sustainable Disclosure…

Here’s a quick update on the various moving parts on PRIIPs and the RTS as it moves through the EU…

Today (September 7, 2021) the EU Commission announced the adoption of the PRIIPs RTS with the effective transition date for…

On the 15 July 2021 an 8-week consultation was kicked off by The European Commission that closes on 9 September…

On Monday, August 23, 2021, the SEC released proposed changes to the technical specification of form N-PORT. Changes are part…

On July 29, the US House Financial Services Committee voted to advance a new bill that would shorten the 13F…

Cyprus Securities and Exchange Commission (the ‘CySEC’) reminding AIFMs to ensure compliance with their reporting obligations under the AIFMD. Read…