July 21, 2021
On July 20, 2021, the FCA published Consultation Paper CP21/23 to collate industry view points on proposed amendments to the…
Author: Ronan Brennan
July 20, 2021
ESMA released an updated version of Q&A on the Application of the AIFMD (europa.eu). There are 2 new items included,…
July 13, 2021
AIFMD filings to The Netherlands are to be submitted through the AFM Portal as per July 1, 2021, replacing the…
June 24, 2021
On Monday, June 21, 2021, SEC adopted the changes in the Technical Specifications of the form N-CEN. All changes are…
June 21, 2021
On Thursday 17 June 2021, the Belgian regulator (FSMA) issued a feedback statement (here) to PRIIPs manufacturers and distributors in…
February 4, 2021
The ESAs (the trinity of the ECB, EIOPA & ESMA) relented to pressure from the EU Commission to submit the…
February 3, 2021
The investment fund industry is eagerly awaiting the result of a new vote in EIOPA on Level 2 changes for…
January 4, 2021
The UK and EU have finally agreed to terms on Brexit that will likely lead to ratification of an historically…
August 7, 2020
Let us be clear…. we’re actually talking about the potential increase in production of point-of-investment disclosure documents for investment managers….
August 31, 2018
Investment managers often choose between a tactical or strategic approach to regulation. Tactical responders typically handle each new regulation separately,…
August 29, 2018
A strategic approach to regulation in the investment industry is frequently championed in financial news articles and blogs. The majority…
April 17, 2018
A key message we picked up at a recent conference was how the role of the Chief Compliance Officer (CCO)…