FinTech Tag

Large Corporates and Financial Firms Face a New Breed of ESG Regulation under the EU’s Corporate Sustainability Due Diligence Directive…

Background read – in case you missed it: Investment compliance offices might take note of proposed regulatory changes that would…

In a recent settlement order, the SEC reminded the investment advisory community that the SEC remains vigilant in enforcing the…

The RegTech space on the buy-side of the investment management industry has taken a little longer to mature than many…