ESMA Tag

categorizing its approx. EUR 75 million in total revenue as well as 75 million in total expenses. The agency created…

The European Securities and Markets Authority (ESMA) has published an updated practical guide on notifications of major holdings under the…

To get a sense of possible regulations on the horizon, see ESMA’s recent statement on the outcome of its Call for Evidence issued in…

Take note that this month ESMA released an updated list of sanctions applicable to Short Selling Regulation violations, as well…

If you are subject to EU rules, don’t miss the briefing ESMA issued last week for domestic regulators across the…

Yesterday, ESMA published the Final Report on the Review of the SSR. There are three focal areas on the Report:…

On March 28th, 2022, ESMA published its Final Report on the EU Carbon Market (ESMA, “Final Report on Emission allowances…

A new Q&A on the PRIIPs KID has just been released from ESMA. View it here. Some key updates include:…

ESMA has released an updated list of third-country markets considered as equivalent to a regulated market in the Union for…

Holders of securities on European markets: Today ESMA issued a new edition of its must-have reference for investment managers notifying…

ICYMI – ESMA has published new SFTR validation rules and an updated version of the ISO 20022 xml-schema applicable from…

ESMA has launched a consultation paper on RTS 1 and RTS 2 on MiFIR transparency requirements. The consultation paper covers…