Short Selling Restrictions: Staying Ahead of the Regulatory Curve
In this episode, CSS’s Regulatory Content Manager Greg Hotaling and Product Manager Mike Marmo discuss the market disruption due to COVID-19, periodic short selling bans and reduced thresholds that forced compliance teams to adapt to rapidly changing position limits, thresholds by market and timely disclosures.
About our Guest Speakers: 
Greg Hotaling is a Regulatory Content Manager at CSS, addressing global regulatory matters relevant to the financial industry. Since its inception, Greg has led the regulatory research and content team for CSS's global Investment Monitoring platform that facilitates compliance with shareholder disclosure and position limit rules around the world.
Mike Marmo is a Product Manager at CSS, responsible for guiding the product development lifecycle, implementing key regulatory functionality, and setting the product roadmap for CSS’s Global Threshold Management solution, Signal. Mike has 15 years of FinTech experience and a strong background working with traders, portfolio managers, and back office personnel to implement financial solutions. Prior to joining CSS, Mike served as a Compliance Implementation Manager for Charles River OMS.
Subscribe
Subscribe to Coffee & Regs on the platforms below.
