Coffee & Regs TV - What's Next for Compliance in 2022
Coffee & Regs TV - Investment Monitoring Rewind & 2022 Preview
PRIIPs Predictions in 2022
Coffee & Regs TV - What's Next for Cybersecurity in 2022
Coffee and Regs TV - Shareholding Disclosure Rules for Managed Holdings
Coffee & Regs TV - The Latest on the PRIIPs Delay
Coffee & Regs TV - Insights into SEC Examinations
Coffee & Regs TV - Digital Assets_ Trading & Compliance for Cryptocurrency
SEC Insights on ESG
Coffee & Regs TV – What's Next for the EU SFDR Level 2
Coffee & Regs TV - The PRIIPs RTS
Coffee & Regs TV - ESG FAQs Part 2
Coffee & Regs TV - ESG FAQs Part 1
ESG
Modèles de réglementation
Regulatory Book of Record (RBOR)
Rapports réglementaires
Document Production & Distribution
Coffee & Regs TV - USA Position Limits - Too Many Options
Coffee & Regs TV - Coal, Steel, ESMA and You - An EU Law Primer
Coffee & Regs TV - The Future of Data Privacy Regulations
Coffee & Regs TV - The Mood of Compliance
Coffee & Regs TV - What's Next for Cybersecurity in 2022
You may unsubscribe at anytime with our simple “unsubscribe” link at the bottom of each communication. Please see our privacy notices below for further information, including a list of affiliates covered by this consent.
Moderated by Jennifer Klass, Partner, Baker & McKenzie
“I am superior, sir, in many ways. But I would gladly give it up to be human.” – Data
It’s an observation made by the fictional lieutenant commander in the 1987 pilot episode of Star Trek – The Next Generation
By Shane Flatman, Senior Product Manager – Compliance, Reporting, and Services, CSS, A Confluence Company The Sustainable Finance Disclosure Regulation (SFDR)…
Author: Shane Flatman, Senior Product Manager Compliance, Reporting and Services.
Conversations with investment firms, management companies, fund administrators and industry attorneys have ramped up…
The U.S. Securities and Exchange Commission (SEC) has moved a step closer to adoption of its proposed Cybersecurity Risk Management Rules.
The hour long webinar saw Confluence thought leadership and industry experts discuss a range of SEC Marketing Rule related topics…
Date: October 17-19 Location: Baltimore, Maryland CSS is will be exhibiting at the 2022 NSCP National Conference on October 17-19…
By Jacqueline Hallihan, Co-Executive DirectorCompliance Services, Part of Confluence The Securities and Exchange Commission (SEC) is seeking public comment on…
• More than 80% of industry respondents — ESG ratings providers, users, and companies rated — favor EU regulatory intervention…
Regulatory frameworks are quickly emerging to standardize the reporting and disclosure of ESG metrics across as many as 140 jurisdictions around…
Cyber risk for financial firms is about to get a lot more regulated. Announcing its most recent Regulatory Flex Agenda…
ESG investing is at the forefront of the industry and with ESG-related regulations coming soon, having a streamlined ESG strategy in place is key for building and retaining competitive advantages.
