août 16, 2021
On July 21, 2021, the SEC’s Division of Examinations released a Risk Alert addressing their observations from examinations of investment…
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août 13, 2021
Fresh off the plane from attending the DEF CON 29 hacker conference held at Paris and Bally’s hotels in Las…
juillet 30, 2021
Cyprus Securities and Exchange Commission (the ‘CySEC’) reminding AIFMs to ensure compliance with their reporting obligations under the AIFMD. Read…
juillet 29, 2021
How are you getting paid? That is the question that the SEC is focused on in recent regulatory examinations of…
juillet 27, 2021
The SEC twice reminded 27 RIAs and BDs to meet Form CRS requirements before starting enforcement actions. The firms have…
juillet 21, 2021
On July 20, 2021, the FCA published Consultation Paper CP21/23 to collate industry view points on proposed amendments to the…
juillet 20, 2021
Of course, if you are reading this blog post, you likely are not the type of person to sell or…
juillet 20, 2021
ESMA has launched a consultation paper on RTS 1 and RTS 2 on MiFIR transparency requirements. The consultation paper covers…
juillet 20, 2021
ESMA released an updated version of Q&A on the Application of the AIFMD (europa.eu). There are 2 new items included,…
juillet 16, 2021
CSS was selected as a partner to help solve a client’s global fund reporting challenges. The asset manager had built…
juillet 16, 2021
As part of the asset manager’s initiative to review its target operating model and its strategic supplier landscape, CSS was…
juillet 16, 2021
CSS was selected as a long-term strategic partner to help solve a client’s global fund reporting challenges. The Tier 1…