septembre 7, 2021
Today (September 7, 2021) the EU Commission announced the adoption of the PRIIPs RTS with the effective transition date for…
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Coffee & Regs TV - What's Next for Compliance in 2022
Coffee & Regs TV - Investment Monitoring Rewind & 2022 Preview
PRIIPs Predictions in 2022
Coffee & Regs TV - What's Next for Cybersecurity in 2022
Coffee and Regs TV - Shareholding Disclosure Rules for Managed Holdings
Coffee & Regs TV - The Latest on the PRIIPs Delay
Coffee & Regs TV - Insights into SEC Examinations
Coffee & Regs TV - Digital Assets_ Trading & Compliance for Cryptocurrency
SEC Insights on ESG
Coffee & Regs TV – What's Next for the EU SFDR Level 2
Coffee & Regs TV - The PRIIPs RTS
Coffee & Regs TV - ESG FAQs Part 2
Coffee & Regs TV - ESG FAQs Part 1
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Coffee & Regs TV - USA Position Limits - Too Many Options
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Coffee & Regs TV - The Mood of Compliance
Coffee & Regs TV - What's Next for Cybersecurity in 2022
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septembre 7, 2021
CSS awarded for its digital transformation technology and data analytics solutions which enable clients to move from tactical to strategic…
septembre 3, 2021
As the world prepares to address emerging COVID variants, there is another threat to people’s security: emerging ransomware variants. As…
septembre 1, 2021
Holders of securities on European markets: Today ESMA issued a new edition of its must-have reference for investment managers notifying…
septembre 1, 2021
The CFTC imposed a $1.5 million fine on a major global food processor for position limit and related violations. See…
août 31, 2021
SEC charges three firms for cyber deficiencies when phishing attacks and credential stuffing resulted in the firms’ cloud-based email accounts…
août 31, 2021
ICYMI – ESMA has published new SFTR validation rules and an updated version of the ISO 20022 xml-schema applicable from…
août 27, 2021
On the 15 July 2021 an 8-week consultation was kicked off by The European Commission that closes on 9 September…
août 26, 2021
On Monday, August 23, 2021, the SEC released proposed changes to the technical specification of form N-PORT. Changes are part…
août 18, 2021
On August 12, the European Commission concludes its public feedback period, for a proposed lowering of the EU Short Selling…
août 18, 2021
On July 29, the US House Financial Services Committee voted to advance a new bill that would shorten the 13F…
août 18, 2021
FINRA releases a whitepaper exploring the current state of cloud computing in the financial services industry including key benefits achieved…