juin 23, 2022
The CFTC recently issued a Request for Information, asking the public how the CFTC should consider climate risk in its…
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juin 10, 2022
On May 25th the SEC proposed an ESG disclosure framework for investment advisers and funds, examined in detail below. With…
avril 18, 2022
The Bitcoin 2022 Conference, held in South Beach April 6-9, was very well attended with upwards of 25,000 attendees, a…
avril 8, 2022
The “Technoking and Chief Executive Officer of Tesla”, who on March 14th surpassed a 5% ownership threshold in the social media platform Twitter …
mars 29, 2022
Recent rulemaking developments at the SEC indicate that, if 2021 was a year in which it revealed its intentions about…
mars 17, 2022
Large Corporates and Financial Firms Face a New Breed of ESG Regulation under the EU’s Corporate Sustainability Due Diligence Directive…
février 25, 2022
During its examinations of advisers and funds, the Securities and Exchange Commission has observed a lack of cyber preparedness, determining…
février 22, 2022
On January 26, 2022, the SEC proposed amendments to Form PF to enhance the ability of the Financial Stability Oversight…
février 22, 2022
To state the obvious, the EU’s Sustainable Finance Disclosure Regulation (SFDR) has received immense attention from the financial sector in…
février 11, 2022
Release No. Date Details First Quarter 33-11028 Feb. 10, 2022 Modernization of Beneficial Ownership ReportingFile No: S7-06-22Other Release No: 34-94211Comments…
février 9, 2022
On January 27, 2022, the SEC’s Division of Examinations (the “Division”) published a second risk alert for private fund advisers…
janvier 7, 2022
The following blog post was written by Jackie Hallihan, Executive Director of Compliance Services, and Matt Calabro, Director Institutional Services,…