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No rest for the weary. With the new year upon us, our attention turns to new budgets, change and planning….

Now that we are in mid-January, a few things are evident. We have likely broken one or more New Year’s…

Global RegTech provider Compliance Solutions Strategies (CSS) today announces its release of Form CRS Automator, the market’s first comprehensive and fully…

FINRA has consolidated its three examination programs into a single program, a process that started in October 2018. As part…

For years, Tobias Degsell served as a curator and museum educator at the Nobel Prize Museum, an institution renowned for…

Staying informed and responding to changes in shareholding disclosure obligations across multiple jurisdictions is a formidable challenge facing global investment…

With less than one month before the California Consumer Privacy Act (CCPA) is effective, companies are preparing to update their…

The European Securities and Markets Authority (ESMA) has updated its Questions and Answers on the Alternative Investment Fund Managers Directive (AIFMD). One new…

NEW YORK – Compliance Solutions Strategies (CSS) is proud to announce its inclusion in the RegTech 100 for 2020, a…

The European Supervisory Authorities (ESAs) recently issued a consultation paper that includes two draft proposals for changes to transaction cost…

I recently had the opportunity to sit down with our Chief Product Officer Ronan Brennan to discuss regulatory data management…

Chief Compliance Officers, Trustees and Service Providers to registered investment companies (RICs) be fair warned … the SEC’s Office of…