Juni 8, 2021
CSS awarded for its technology and service offerings which enable clients to take a proactive approach to cybersecurity risk management…
CSS Videos
Coffee & Regs TV - What's Next for Compliance in 2022
Coffee & Regs TV - Investment Monitoring Rewind & 2022 Preview
PRIIPs Predictions in 2022
Coffee & Regs TV - What's Next for Cybersecurity in 2022
Coffee and Regs TV - Shareholding Disclosure Rules for Managed Holdings
Coffee & Regs TV - The Latest on the PRIIPs Delay
Coffee & Regs TV - Insights into SEC Examinations
Coffee & Regs TV - Digital Assets_ Trading & Compliance for Cryptocurrency
SEC Insights on ESG
Coffee & Regs TV – What's Next for the EU SFDR Level 2
Coffee & Regs TV - The PRIIPs RTS
Coffee & Regs TV - ESG FAQs Part 2
Coffee & Regs TV - ESG FAQs Part 1
ESG
Zulassungsvorlagen
Regulatory Book of Record (RBOR)
Meldewesen
Document Production & Distribution
Coffee & Regs TV - USA Position Limits - Too Many Options
Coffee & Regs TV - Coal, Steel, ESMA and You - An EU Law Primer
Coffee & Regs TV - The Future of Data Privacy Regulations
Coffee & Regs TV - The Mood of Compliance
Coffee & Regs TV - What's Next for Cybersecurity in 2022
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10. September 2020
Combination Creates First Fully End-To-End Compliance Reporting Platform NEW YORK, September 10, 2020 – Compliance Solutions Strategies (“CSS”), a leading…
Dezember 14, 2023
The platform solves unprecedented private fund data challenges while delivering accuracy and efficiency to the private fund industry. Pittsburgh, PA,…
Dezember 12, 2023
Pittsburgh, PA, December 12, 2023 – Confluence Technologies, Inc. (“Confluence”), a global technology solutions provider helping the investment management industry solve complex…
Dezember 7, 2023
and getting ready for the next annual refresh With the Packaged Retail and Insurance-based Investment Products (PRIIPs) Key Information Document…
Dezember 6, 2023
Much ink has lately been spilled over the new Short Sale reporting rule in the U.S. New Rule 13f-2 was…
November 21, 2023
Hong Kong Exchanges and Clearing Limited (HKEX) announced yesterday that new enhancements to position limits will take effect on 22…
November 21, 2023
Greg Hotaling, Regulatory Content Manager at Confluence breaks down the new rule, offering clarity to a complex ruling.
November 2, 2023
The SEC adopted new Rule 13f-2 to provide greater transparency into Short-Selling. Rule 13f-2 will require institutional investment managers that…
Oktober 31, 2023
The modernization of the Beneficial Ownership reporting has been a long-discussed topic by the Securities and Exchange Commission (“SEC”) in…
Oktober 24, 2023
Authors: John Gentile, Director, Private Fund Services, Confluence Armando DeChalus, Regulatory Compliance Analyst, Confluence The private fund regulatory landscape just…
Oktober 11, 2023
The SEC adopted rule amendments governing beneficial ownership reporting under Sections 13(d) and 13(g) of the Securities Exchange Act of…
Oktober 4, 2023
Author: Todd Moyer, President and Chief Operating Officer, Confluence Predictions on the Asset Management Industry for 2024 Driven by the…
September 22, 2023
Authors: Alison Fraser, Director, Institutional & RIC Services, Confluence Kevin Renner, Consultant, Confluence The SEC Division of Examinations (“EXAMS”) issued…