August 16, 2021
On July 21, 2021, the SEC’s Division of Examinations released a Risk Alert addressing their observations from examinations of investment…
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PRIIPs Predictions in 2022
Coffee & Regs TV - What's Next for Cybersecurity in 2022
Coffee and Regs TV - Shareholding Disclosure Rules for Managed Holdings
Coffee & Regs TV - The Latest on the PRIIPs Delay
Coffee & Regs TV - Insights into SEC Examinations
Coffee & Regs TV - Digital Assets_ Trading & Compliance for Cryptocurrency
SEC Insights on ESG
Coffee & Regs TV – What's Next for the EU SFDR Level 2
Coffee & Regs TV - The PRIIPs RTS
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Coffee & Regs TV - The Mood of Compliance
Coffee & Regs TV - What's Next for Cybersecurity in 2022
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August 13, 2021
Fresh off the plane from attending the DEF CON 29 hacker conference held at Paris and Bally’s hotels in Las…
Juli 30, 2021
Cyprus Securities and Exchange Commission (the ‘CySEC’) reminding AIFMs to ensure compliance with their reporting obligations under the AIFMD. Read…
Juli 29, 2021
How are you getting paid? That is the question that the SEC is focused on in recent regulatory examinations of…
Juli 27, 2021
The SEC twice reminded 27 RIAs and BDs to meet Form CRS requirements before starting enforcement actions. The firms have…
Juli 21, 2021
On July 20, 2021, the FCA published Consultation Paper CP21/23 to collate industry view points on proposed amendments to the…
Juli 20, 2021
Of course, if you are reading this blog post, you likely are not the type of person to sell or…
Juli 20, 2021
ESMA has launched a consultation paper on RTS 1 and RTS 2 on MiFIR transparency requirements. The consultation paper covers…
Juli 20, 2021
ESMA released an updated version of Q&A on the Application of the AIFMD (europa.eu). There are 2 new items included,…
Juli 16, 2021
CSS was selected as a partner to help solve a client’s global fund reporting challenges. The asset manager had built…
Juli 16, 2021
As part of the asset manager’s initiative to review its target operating model and its strategic supplier landscape, CSS was…
Juli 16, 2021
CSS was selected as a long-term strategic partner to help solve a client’s global fund reporting challenges. The Tier 1…