Oktober 27, 2021
For global investors, the accelerating pace of ESG regulatory developments portends a massive, additional layer of compliance obligations they will…
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Coffee & Regs TV - What's Next for Compliance in 2022
Coffee & Regs TV - Investment Monitoring Rewind & 2022 Preview
PRIIPs Predictions in 2022
Coffee & Regs TV - What's Next for Cybersecurity in 2022
Coffee and Regs TV - Shareholding Disclosure Rules for Managed Holdings
Coffee & Regs TV - The Latest on the PRIIPs Delay
Coffee & Regs TV - Insights into SEC Examinations
Coffee & Regs TV - Digital Assets_ Trading & Compliance for Cryptocurrency
SEC Insights on ESG
Coffee & Regs TV – What's Next for the EU SFDR Level 2
Coffee & Regs TV - The PRIIPs RTS
Coffee & Regs TV - ESG FAQs Part 2
Coffee & Regs TV - ESG FAQs Part 1
ESG
Zulassungsvorlagen
Regulatory Book of Record (RBOR)
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Document Production & Distribution
Coffee & Regs TV - USA Position Limits - Too Many Options
Coffee & Regs TV - Coal, Steel, ESMA and You - An EU Law Primer
Coffee & Regs TV - The Future of Data Privacy Regulations
Coffee & Regs TV - The Mood of Compliance
Coffee & Regs TV - What's Next for Cybersecurity in 2022
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Oktober 26, 2021
The European Supervisory Authorities (ESAs) are calling for industry input to a review of PRIIPs. The input provided will feed…
Oktober 19, 2021
UK divergence from Brexit has now led to a different regime to SFDR in the UK called the Sustainable Disclosure…
Oktober 12, 2021
Investing in cryptocurrencies represents a relatively new alternative investment opportunity to diversify an investment portfolio to many investors. To registered…
Oktober 6, 2021
Investment strategies focusing on certain environmental or social themes have been around for a long time. Historically, these strategies were…
Oktober 5, 2021
An advanced automation and workflow platform for the production and distribution of investor documents such as PRIIPs KID and SFDR…
September 29, 2021
Have you been through a regulatory examination recently? If not, take heed, your time might be coming. Without even looking…
September 28, 2021
Big news for short position holders on EU markets. European Commission adopts lowering of reporting threshold to 0.1%. Entry into…
September 17, 2021
The Securities and Exchange Commission is not the only regulatory body increasing the number of examinations in 2021. On September…
September 16, 2021
ESMA has released an updated list of third-country markets considered as equivalent to a regulated market in the Union for…
September 10, 2021
Where are we on EMIR REFIT? As of July 2021, ESMA has published a consultation on the draft EMIR REFIT…
September 10, 2021
Here’s a quick update on the various moving parts on PRIIPs and the RTS as it moves through the EU…