Juni 24, 2021
Financial entities affected by EU law: Take note of ESMA’s handy summary of upcoming deadlines for submitting consultation feedback. Check…
CSS Videos
Coffee & Regs TV - What's Next for Compliance in 2022
Coffee & Regs TV - Investment Monitoring Rewind & 2022 Preview
PRIIPs Predictions in 2022
Coffee & Regs TV - What's Next for Cybersecurity in 2022
Coffee and Regs TV - Shareholding Disclosure Rules for Managed Holdings
Coffee & Regs TV - The Latest on the PRIIPs Delay
Coffee & Regs TV - Insights into SEC Examinations
Coffee & Regs TV - Digital Assets_ Trading & Compliance for Cryptocurrency
SEC Insights on ESG
Coffee & Regs TV – What's Next for the EU SFDR Level 2
Coffee & Regs TV - The PRIIPs RTS
Coffee & Regs TV - ESG FAQs Part 2
Coffee & Regs TV - ESG FAQs Part 1
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Coffee & Regs TV - USA Position Limits - Too Many Options
Coffee & Regs TV - Coal, Steel, ESMA and You - An EU Law Primer
Coffee & Regs TV - The Future of Data Privacy Regulations
Coffee & Regs TV - The Mood of Compliance
Coffee & Regs TV - What's Next for Cybersecurity in 2022
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Juni 24, 2021
On Monday, June 21, 2021, SEC adopted the changes in the Technical Specifications of the form N-CEN. All changes are…
Juni 21, 2021
On Thursday 17 June 2021, the Belgian regulator (FSMA) issued a feedback statement (here) to PRIIPs manufacturers and distributors in…
Juni 21, 2021
A recent advancement in position limit compliance encapsulates the term “RegTech” quite well. Pre-trade monitoring – tracking orders before they…
Juni 17, 2021
We are witnessing the emergence of Bitcoin as a new (and growing) asset class among institutional investors – a rather…
Juni 15, 2021
Why should trade surveillance be a critical component of your compliance program? The short answer is that the devil is…
Juni 15, 2021
Position Limit Monitoring requires the regular sourcing of limits from exchanges and regulators to ensure that the most current limits…
Juni 14, 2021
The Colorado Legislature recently strengthened personal data privacy rights with the passing of the Colorado Privacy Act (Bill SB21-190), becoming…
Juni 14, 2021
The SEC has proposed a busy regulatory agenda. Among the topics listed are: ESG (proposal stage) Cybersecurity risk disclosure (proposal…
Juni 10, 2021
Gartner predicts that by 2023, 65% of the global population will be covered by privacy regulations and by 2024, over…
Juni 9, 2021
This year more than ever, it’s a time for renewal and optimism. As compliance professionals, we have completed our reviews…
Juni 8, 2021
CSS awarded for its technology and service offerings which enable clients to take a proactive approach to cybersecurity risk management…