June 22, 2022 Confluence Appoints Sanjoy Chatterjee as Chief Strategy Officer Signifying Confluence’s commitment to increasing value to clients Pittsburgh, PA, and London, June 21, 2022 – Confluence Technologies, Inc.(Confluence), the global technology…
June 21, 2022 For investors holding EU securities — the long and short of it Take note that this month ESMA released an updated list of sanctions applicable to Short Selling Regulation violations, as well…
June 21, 2022 ESG Disclosures by Investment Firms: A Comprehensive Look at the SEC’s Proposal Our Greg Hotaling analyzes the SEC’s recent ESG related rulemaking here: https://cssregtech.com/2022/06/esg-disclosures-by-investment-firms-a-comprehensive-look-at-the-secs-proposal.
June 21, 2022 To investment managers with sustainability features in their funds: If you are subject to EU rules, don’t miss the briefing ESMA issued last week for domestic regulators across the…
June 10, 2022 ESG Disclosures by Investment Firms: A Comprehensive Look at the SEC’s Proposal On May 25th the SEC proposed an ESG disclosure framework for investment advisers and funds, examined in detail below. With…
June 7, 2022 HKEX proposes the revision of position limits & Large Open Position (LOP) reporting requirements The Hong Kong Exchanges and Clearing Limited (HKEX) has issued a consultation paper on revising Position Limits and Large Open…
May 31, 2022 Compliance Solutions Strategies Named to CyberTech100 CSS awarded for its technology and service offerings which enable clients to take a proactive approach to cybersecurity risk management…
May 5, 2022 The Securities and Futures Commission (SFC) proposes changes to the position limit regime in Hong Kong “A few days ago, the Securities and Futures Commission (SFC) in Hong Kong issued a consultation paper on proposed changes…
April 29, 2022 The UK’s FCA shares a provisional timeline for UK EMIR Refit The FCA have indicated in a round table with trade associations a rough timeline for when they expect to issue…
April 18, 2022 Observations from the Bitcoin Conference 2022: The Future is Now! The Bitcoin 2022 Conference, held in South Beach April 6-9, was very well attended with upwards of 25,000 attendees, a…
April 13, 2022 European Commission revised RTSs detailing ESG disclosures Financial advisors and market participants take note: Last week the European Commission bundled and published revised RTSs detailing ESG disclosures…
April 8, 2022 To Elon Musk: there’s an app for that. It’s called Signal. The “Technoking and Chief Executive Officer of Tesla”, who on March 14th surpassed a 5% ownership threshold in the social media platform Twitter …