July 16, 2021
Chair Gensler has been beating a drum signaling that changes to the U.S. transparency regimes are likely. In prepared remarks…
Blog
July 15, 2021
It’s déjà vu all over again for cybersecurity professionals around the world, many of whom are now scrambling to recover…
July 15, 2021
The SEC announced that Peter Driscoll, the Director of the Division of Examinations, will leave the SEC on August 14,…
July 14, 2021
Launches Integration of Market Data Services to Investment Monitoring Platform NEW YORK, July 14, 2021 – Compliance Solutions Strategies (“CSS”),…
July 14, 2021
Today, ESMA released a consultation paper on EMIR REFIT Reporting Guidelines. The consultation paper includes draft guidelines on topics relating…
July 13, 2021
AIFMD filings to The Netherlands are to be submitted through the AFM Portal as per July 1, 2021, replacing the…
July 9, 2021
The EU has delayed the SFDR Level 2 requirements by six months to July 2022. John Berrigan, head of the…
July 9, 2021
Compliance departments were no strangers to constraints during the pandemic. They were yet another area of the investment management industry that felt the effects of the pandemic, specifically with budget and…
July 1, 2021
Today the Chancellor of the Exchequer, Rishi Sunak, stated in a speech in London: “[O]ur ambition had been to reach…
July 1, 2021
Are you tired of spending hours opening envelopes, stapling statements together, logging the receipt of statements in a spreadsheet, and…
June 29, 2021
The alternative credit manager focuses on alternative credit strategies and has $5+ billion in assets under management. The experienced Chief…
June 29, 2021
First Intraday Compliance Capability for Order Building in Market NEW YORK, June 29, 2021 – Compliance Solutions Strategies (“CSS”), a…