April 5, 2022
Yesterday, ESMA published the Final Report on the Review of the SSR. There are three focal areas on the Report:…
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March 30, 2022
On March 28th, 2022, ESMA published its Final Report on the EU Carbon Market (ESMA, “Final Report on Emission allowances…
March 29, 2022
Recent rulemaking developments at the SEC indicate that, if 2021 was a year in which it revealed its intentions about…
March 25, 2022
Earlier this week, it was announced that a bill will be introduced by year-end in New Zealand to increase the…
March 21, 2022
Today the SEC proposed rules to enhance climate-related disclosures, modeled in part on the widely used recommendations of the FSB’s…
March 21, 2022
March 21, 2022
New cybersecurity rules are on the horizon for investment advisers and investment companies…
March 17, 2022
Large Corporates and Financial Firms Face a New Breed of ESG Regulation under the EU’s Corporate Sustainability Due Diligence Directive…
March 9, 2022
For ESG investment managers with Australian products in their portfolios, ASIC notes the following about what lies ahead. Acknowledging that…
March 9, 2022
Background read – in case you missed it: Investment compliance offices might take note of proposed regulatory changes that would…
March 2, 2022
SEC proposed new Rule 13f-2 and amendments to Regulation SHO and CAT to increase market transparency regarding short selling, in…
February 25, 2022
During its examinations of advisers and funds, the Securities and Exchange Commission has observed a lack of cyber preparedness, determining…
February 22, 2022
On January 26, 2022, the SEC proposed amendments to Form PF to enhance the ability of the Financial Stability Oversight…