September 1, 2021 ESMA Issues National Rules on Notifications of Major Holdings Holders of securities on European markets: Today ESMA issued a new edition of its must-have reference for investment managers notifying…
May 2, 2019 Suggestions on Global Threshold Monitoring On the heels of several European events focused on shareholder and position limit monitoring, we shifted to Miami, Florida and the Ascendant Compliance Solutions Strategies 2019 Spring Conference for another engaging session on the subject.