November 25, 2019 SEC Proposes Modernizing Advertising and Cash Solicitation Rules for Investment Advisers In a much-anticipated move, the Securities and Exchange Commission (the “Commission” or the “SEC”) recently voted to propose amendments to…
November 5, 2019 SEC Proposes Amendments to Advertising Rules In a proposal that would mark the first changes since 1961, the SEC has introduced amendments to modify the “Advertisements…