November 19, 2021
On November 4, 2021, the SEC released a rule proposal that would modernize certain filings submitted via the Electronic Data…
On November 4, 2021, the SEC released a rule proposal that would modernize certain filings submitted via the Electronic Data…
The states continue to be busy with new rule-making! On June 14, 2019 the Massachusetts Securities Division (the ‘Division’) adopted…