January 17, 2020 Compliance Lessons Learned in 2019 Now that we are in mid-January, a few things are evident. We have likely broken one or more New Year’s…
September 6, 2019 SEC Issues Guidance to Investment Advisers on Proxy Voting At its August 21, 2019 Open Meeting, the Securities and Exchange Commission (“SEC”) voted 3-2 to issue guidance to assist…
