July 29, 2022
The Hong Kong Exchanges and Clearing Limited (HKEX) published yesterday (28.07.2022) conclusions to its consultation on the revision of its…
position limit monitoring Tag
June 29, 2021
First Intraday Compliance Capability for Order Building in Market NEW YORK, June 29, 2021 – Compliance Solutions Strategies (“CSS”), a…
May 3, 2021
ESMA has recently suggested to national regulators across the EU that they de-prioritize enforcement of MiFID II position limits on…
December 18, 2019
Staying informed and responding to changes in shareholding disclosure obligations across multiple jurisdictions is a formidable challenge facing global investment…
July 31, 2019
In recent months, we have begun to offer roundtable events focusing on important, evolving topics within the compliance world.
May 2, 2019
On the heels of several European events focused on shareholder and position limit monitoring, we shifted to Miami, Florida and the Ascendant Compliance Solutions Strategies 2019 Spring Conference for another engaging session on the subject.