February 11, 2022
SEC proposed certain amendments to modernize Beneficial Ownership Reporting (13D and 13G Rules). More specifically, SEC proposed: i) new shorter…
investment monitoring Tag
November 22, 2021
On 22 November 2021, ESMA published its Final Report on its draft RTS relating to commodity derivatives under the MiFID…
September 28, 2021
Big news for short position holders on EU markets. European Commission adopts lowering of reporting threshold to 0.1%. Entry into…
September 1, 2021
Holders of securities on European markets: Today ESMA issued a new edition of its must-have reference for investment managers notifying…
September 1, 2021
The CFTC imposed a $1.5 million fine on a major global food processor for position limit and related violations. See…
August 18, 2021
On August 12, the European Commission concludes its public feedback period, for a proposed lowering of the EU Short Selling…
July 14, 2021
Launches Integration of Market Data Services to Investment Monitoring Platform NEW YORK, July 14, 2021 – Compliance Solutions Strategies (“CSS”),…
June 1, 2021
Commodity derivative investors: More big changes on the horizon for position limits in Europe. As we anticipated, we know the…