October 4, 2021 Cybersecurity Awareness Month – Reducing Cyber Incidents Through Vendor Due Diligence In this episode, CSS’s team of cybersecurity experts E.J. Yerzak and Mike Farrell kick off Cybersecurity Awareness Month discussing the…
September 27, 2021 Regulator Insights & SEC Exam Priorities In this episode, CSS’s team of CCO experts Korrine Kohm and Dan Haynes discuss regulatory examinations, SEC priorities and trends…
September 20, 2021 The Latest News & Analysis on the PRIIPs RTS In this episode, CSS’s Chief Product Officer Ronan Brennan does a technical deeper dive into the latest news on the…
September 13, 2021 Mythbusting ESG & FAQs Part 2 In this second episode of a special two-part series on ESG, CSS’s Regulatory Content Manager, Greg Hotaling and ESG Specialist,…
September 6, 2021 Mythbusting ESG & FAQs Part 1 In this episode of a special two-part series on ESG, CSS’s Regulatory Content Manager, Greg Hotaling and ESG Specialist, Marye…
August 30, 2021 SFDR Level 2 RTS Delays and Latest Developments In this episode, CSS’s Head of ESG, Marye Cherry discusses the latest updates on ESG, including the delay to the…
August 23, 2021 The Mood of Compliance In this episode, CSS’s Executive Director, Jackie Hallihan and Senior Consultant, Adam DiPaolo discuss observations on the mood of compliance,…
August 16, 2021 The RIA Wild West of Going Independent In this episode, CSS’s Director of Retail Wealth Manager Services, Korrine Kohm and Founder of Transition To RIA, Brad Wales…
August 9, 2021 Preparing Private Funds for the Marketing Rule In this episode, our team of private funds experts, John Gentile, Eugenie Warner and Adam DiPaolo, discuss how private funds…
August 2, 2021 Code of Ethics: A Win-Win-Win for Compliance, Employees and the SEC In this episode, our team of former CCOs, Dan Haynes and Victoria Olson discuss why a code of ethics tool…
July 26, 2021 Data Privacy & Building Compliance into the Product Development Lifecycle In this episode, CSS’s Director of Cyber IT Services, E.J. Yerzak sits down with Co-Founder and COO of TerraTrue, Chris…
July 19, 2021 EMIR REFIT & Regulatory Harmonization In this episode, our team of global transaction reporting experts, Alexis Wiazmitinoff and Nicklas Nilsson discuss changes coming to EMIR…