Events

Join us at the Hyatt Regency Scottsdale Resort & Spa in Arizona from Sept. 23-25, 2019 to hear from current and former SEC and FINRA officials, top lawyers and leading CCOs.

Mayer Brown LP and CSS will be hosting a vibrant, lunchtime planning session on Regulation Best Interest and Form CRS for advisers, dual registrants and investment advisers, to be held at Mayer Brown’s Chicago office on Aug. 19.

Due to the complex variations and intricacy in shareholding disclosure requirements which have created significant challenges for firms to remain compliant, CSS is hosting breakfast briefs…

Looking at the Year Ahead – Global Compliance and Data Priorities for Investment Firms is a free, one-day event that will explore…

Looking at the Year Ahead – Global Compliance and Data Priorities for Investment Firms is a free, one-day event that will explore…

Ascendant and Compliance Solutions Strategies conferences, held in prime locations around the United States, provide a forum for peer networking and the exchange of ideas and experiences in relaxed settings.