Author: Compliance Solutions Strategies

The platform solves unprecedented private fund data challenges while delivering accuracy and efficiency to the private fund industry. Pittsburgh, PA,…

Pittsburgh, PA, December 12, 2023 – Confluence Technologies, Inc. (“Confluence”), a global technology solutions provider helping the investment management industry solve complex…

Much ink has lately been spilled over the new Short Sale reporting rule in the U.S. New Rule 13f-2 was…

Greg Hotaling, Regulatory Content Manager at Confluence breaks down the new rule, offering clarity to a complex ruling.

The modernization of the Beneficial Ownership reporting has been a long-discussed topic by the Securities and Exchange Commission (“SEC”) in…

Authors: John Gentile, Director, Private Fund Services, Confluence Armando DeChalus, Regulatory Compliance Analyst, Confluence The private fund regulatory landscape just…

Author: Todd Moyer, President and Chief Operating Officer, Confluence Predictions on the Asset Management Industry for 2024 Driven by the…

Authors: Alison Fraser, Director, Institutional & RIC Services, Confluence Kevin Renner, Consultant, Confluence The SEC Division of Examinations (“EXAMS”) issued…

Clear rules for standard disclosures make compliance easier for ESG and private funds, said Todd Moyer, president and chief operating officer…

Author: Aspasia Latsi, International Regulatory Analyst Now that the TSAM – the Summit for Asset Management in London – is…

Pittsburgh, PA, July 19, 2023 – Confluence Technologies, Inc. (“Confluence”), a global technology solutions provider helping the investment management industry…

Confluence’s President and COO, Todd Moyer, and CTO, Chris Evans, recently spoke with WatersTechnology on the announcement of our new solution, Unity Rex