février 11, 2022
New SEC Rules Re-cap
| Release No. | Date | Details |
| First Quarter | ||
| 33-11028 | Feb. 10, 2022 | Modernization of Beneficial Ownership Reporting File No: S7-06-22 Other Release No: 34-94211 Comments Due: 30 days after publication in the Federal Register or April 11, 2022 (which is 60 days after issuance), whichever is later Submit comments on S7-06-22 See Also: Press Release No. 2022-22; Fact Sheet |
| 33-11028 | Feb. 9, 2022 | Cybersecurity Risk Management for Investment Advisers, Registered Investment Companies, and Business Development Companies File No: S7-04-22 Other Release Nos: 34-94197; IA-5956; IC-34497 Comments Due: 30 days after publication in the Federal Register or April 11, 2022 (which is 60 days after issuance), whichever is later Submit comments on S7-04-22 See Also: Press Release No. 2022-20; Fact Sheet |
| IA-5955 | Feb. 9, 2022 | Private Fund Advisers; Documentation of Registered Investment Adviser Compliance Reviews File No: S7-03-22 Comments Due: 30 days after publication in the Federal Register or April 11, 2022 (which is 60 days after issuance), whichever is later Comments received are available for this proposal. Submit comments on S7-03-22 See Also: Press Release No. 2022-19; Fact Sheet |
| IA-5950 | Jan. 26, 2022 | Amendments to Form PF to Require Current Reporting and Amend Reporting Requirements for Large Private Equity Advisers and Large Liquidity Fund Advisers File No: S7-01-22 Comments Due: 30 days after publication in the Federal Register Comments received are available for this proposal. Submit comments on S7-01-22 See Also: Press Release No. 2022-9; Fact Sheet |
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