Reflecting on the biggest PRIIPs KID and UCITS KIID challenges
and getting ready for the next annual refresh With the Packaged Retail and Insurance-based Investment Products (PRIIPs) Key Information Document......
Press Release: Confluence Unveils AI Strategy to Deliver Real Impact for the Investment Management Industry
Meet ‘Rex’: Confluence’s Large Language Model-Based Solution Reconciles Data from Investor Reports in Seconds
Read Full Press Release
Technologie de réglementation basée sur les données. Soutenu par le service.
We assist financial services firms in expertly navigating the complexities of global regulatory compliance. Our technology solutions solve for the most critical areas of compliance.
Cinq domaines critiques.
Une plateforme.
CSS solves global regulatory compliance with an end-to-end, integrated approach to technology and services to offer Compliance-as-a-Service, leveraging a holistic RegTech platform, regulatory expertise and supported by managed services.
Fund Reporting
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Investment Monitoring
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Transaction Reporting
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Compliance Management
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Regulatory Book of Record
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Nos experts peuvent vous aider à faire le travail.
Many financial services firms simply need more direct expertise and guidance in solving their global regulatory compliance challenges.
Des services gérés en gants blancs aux projets de conformité sur mesure, notre équipe d'experts mondiaux en réglementation peut vous aider à évaluer, créer et optimiser une infrastructure réglementaire qui répond à vos besoins uniques.
En savoir plus sur nos:
Managed Services
- Services personnalisés de grande valeur
- Gestion de données
- Dépôts réglementaires
Compliance Services
- Conformité externalisée
- Examens et exécutions
- Évaluations des risques et revues annuelles
- Inscriptions
- La cyber-sécurité
- Formulaire CRS
décembre 7, 2023
décembre 6, 2023The new SEC Short selling rule will keep us occupied for quite some time
Much ink has lately been spilled over the new Short Sale reporting rule in the U.S. New Rule 13f-2 was......
octobre 31, 2023How are investors impacted by the modernization of the Beneficial Ownership reporting in the US?
The modernization of the Beneficial Ownership reporting has been a long-discussed topic by the Securities and Exchange Commission (“SEC”) in......
octobre 24, 2023Takeaways from the SEC’s New Private Fund Adviser Rules – Build and Plan for Successful Implementation
Authors: John Gentile, Director, Private Fund Services, Confluence Armando DeChalus, Regulatory Compliance Analyst, Confluence The private fund regulatory landscape just......
septembre 22, 2023Behind the Curtain – SEC’s Risk-Based Approach to Examinations
Authors: Alison Fraser, Director, Institutional & RIC Services, Confluence Kevin Renner, Consultant, Confluence The SEC Division of Examinations (“EXAMS”) issued......
juillet 24, 2023Navigating the Next Market Downturn at TSAM London
Author: Aspasia Latsi, International Regulatory Analyst Now that the TSAM – the Summit for Asset Management in London – is......
juillet 3, 2023As pressures mount, SEC finalizing its rule for companies’ climate-related disclosures
Global scientific consensus and domestic political interests compete for its attention The SEC’s forthcoming Final Rule, requiring climate-related disclosures by......
juin 7, 2023Webinar: Best practice Composites – Staying ahead of the compliance curve
28 June, 2023Join our Webinar for an informative look at how to stay ahead of the composites compliance and regulatory curve...
Pourquoi les clients mondiaux ont choisi CSS
Gestion de données
Un gestionnaire d'actifs mondial de niveau 1 a choisi CSS pour sa technologie de gestion approfondie des données et ses capacités de service afin d'automatiser et de rassembler des données provenant de plusieurs sources disparates, tout en générant une sortie de données de haute qualité.
Coût total de possession
En démêlant les choix historiques des fournisseurs et en passant à une solution plus stratégique et intégrée et à un registre réglementaire centralisé, un gestionnaire d'investissement mondial a réduit le coût total de possession et atténué les risques liés à son programme de rapports réglementaires de bout en bout.
Changement de réglementation
A tier 1 asset manager’s Global Head of Transformation engaged CSS to establish a stable, repeatable process, remove operational risk and manual processes, and to deliver a platform that they can further leverage in the future as the foundation for a global regulatory compliance partnership.
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